Security Ownership

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Security Ownership

Security Ownership of Certain Beneficial Owners and Management

The following table indicates the amount of Duke Energy common stock beneficially owned by the current directors, the executive officers listed in the Summary Compensation Table under Executive Compensation (referred to as the named executive officers), and all directors and executive officers as a group as of March 7, 2016.

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* Represents less than 1%.
(1) Includes the following number of shares with respect to which directors and executive officers have the right to acquire beneficial ownership within 60 days of March 7, 2016: Mr. Angelakis – 0; Mr. Browning – 19,065; Mr. DeLoach – 6,695; Mr. DiMicco – 14,905; Mr. Forsgren – 12,455; Ms. Good – 0; Ms. Gray – 1,636; Mr. Hance – 0; Mr. Herron – 0; Mr. Hyler – 6,695; Mr. Jamil – 0; Ms. Janson – 0; Mr. Kennard – 4,145; Mr. Manly – 0; Ms. McKee – 131; Dr. Meserve – 0; Mr. Moorman – 0; Dr. Rhodes – 1,837; Mr. Saladrigas – 922; Mr. Trent – 0; Mr. Yates – 0; Mr. Young – 0; and all directors and executive officers as a group – 68,486.
(2) Provided as of the date of termination of employment.

Ownership of Units Representing Common Stock

The table below shows ownership of other units (not listed in the table above) related to Duke Energy common stock under the Directors’ Savings Plan. These units do not represent an equity interest in Duke Energy and possess no voting rights, but are equal in economic value to one share of Duke Energy common stock.

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The table below shows ownership of other units (not listed in the table on page 32) related to Duke Energy common stock under the Duke Energy Corporation Executive Savings Plan (“Executive Savings Plan”). These units do not represent an equity interest in Duke Energy and possess no voting rights, but are equal in economic value to one share of Duke Energy common stock.

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(1) Provided as of the date of termination of employment.

The following table lists the beneficial owners of five percent or more of Duke Energy’s outstanding shares of common stock as of December 31, 2015. This information is based on the most recently available reports filed with the SEC and provided to us by the company listed.

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(1) According to the Schedule 13G/A filed by BlackRock Inc., these shares are beneficially owned by BlackRock Inc., which is the parent holding company or control person in accordance with Rule 13d‑1(b)(1)(ii)(G) to various investment companies, and has sole voting power with respect to 32,699,912 shares, 0 shares with shared voting power, sole dispositive power with regard to 38,666,050 shares and 0 shares with shared dispositive power.
(2) According to the Schedule 13G/A filed by The Vanguard Group, these shares are beneficially owned by The Vanguard Group, which is the parent holding company or control person in accordance with Rule 13d‑1(b)(1)(ii)(G) to various investment companies, and has sole voting power with respect to 1,324,920 shares, 69,900 shares with shared voting power, sole dispositive power with regard to 39,791,165 shares and 1,336,528 shares with shared dispositive power.

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